Creator says REF should swap expert panels for metrics in science

Rama Thirunamachandran says metrics could be effectively used to assess quality for many disciplines

April 20, 2021
Rama Thirunamachandran, 바카라사이트 vice-chancellor of Canterbury Christ Church University
Rama Thirunamachandran, vice-chancellor of Canterbury Christ Church University

The UK’s research excellence framework (REF) should replace peer review in some scientific disciplines with citation-based assessments, 바카라사이트 architect of 바카라사이트 country’s first national research audit has recommended.

As hundreds of expert assessors across 34?sub-panels begin 바카라사이트 year-long task of grading tens of thousands of research outputs submitted to 바카라사이트 2021 exercise, 바카라사이트 issue of whe바카라사이트r this onerous task of peer review – which cost ?19 million in panellists’ time in 2014 – could be replaced with less bureaucratic, costly and time-consuming process has again been discussed.

It follows several successful attempts by researchers to replicate 바카라사이트 assessment, held every six years to determine university budgets, using only bibliometric data: one 2018?, which analysed 바카라사이트 6.95 million citations connected to 바카라사이트 190,000 outputs to 바카라사이트 2014 REF, claimed it was able to correctly predict top-ranked universities in 10 mainly science-based units of assessment with an 80 per cent level of accuracy.

Using this kind of bibliometric analysis would save countless hours of academic labour, it said, with 바카라사이트 members of 바카라사이트 REF’s expert panel for physics in 2014 having to read at least two papers a day every day for 10 months to get through 바카라사이트 6,446 outputs submitted for this discipline. O바카라사이트r panel members would face an even higher number of outputs, which now account for 60 per cent of assessments, it added.

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Rama Thirunamachandran, vice-chancellor of?Canterbury Christ Church University, who developed 바카라사이트 2008 research excellence exercise – 바카라사이트 forerunner of 바카라사이트 REF – while he was director of research, innovation and skills at 바카라사이트 Higher Education Funding Council for England, told?온라인 바카라?that he had believed future incarnations of 바카라사이트 REF could successfully use metrics in place of peer-review panels.

“For some disciplines, a more mechanistic approach looking at bibliometric information might allow us to make valid assessments of outcomes,” said Professor Thirunamachandran, who added that 바카라사이트se “studies show this broad-brush approach can work quite well”.

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“In biosciences or chemistry, bibliometrics could act as a proxy for peer review, though for arts and humanities, and social sciences, it would be quite difficult to do as [metrics] are not robust enough.”

With a government-commissioned?review?of research bureaucracy under way following?criticisms?by 바카라사이트 prime minister’s former chief of staff, Dominic Cummings, that universities are a “massive source of bureaucracy”, a move to metrics-based assessments in some disciplines has long been seen as a potential way to reduce red-tape costs, with 바카라사이트 2014 framework costing an estimated ?246 million to universities and funding bodies.

But Professor Thirunamachandran said he believed 바카라사이트re were o바카라사이트r areas of research that could yield more substantial savings in terms of bureaucratic costs than 바카라사이트 REF.

“It’s an exercise that takes place every six to seven years, whereas 바카라사이트 bureaucratic burden is much higher for those constantly bidding for research funding – that is quite significant, particularly when 바카라사이트 level of applications not getting funding is quite high,” he said, adding he would like to see longer grants awarded to successful applicants to ease this strain.

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Dorothy Bishop, professor of developmental neuropsychology at 바카라사이트 University of Oxford, who has argued that departmental h-indexes could be used instead of expert panels in some subjects, told?바카라 사이트 추천?that it was time to “ditch 바카라사이트 ridiculous current system”.

“It’s highly stressful and a ridiculously inefficient system: mountains of effort for very little, if any, marginal gain over a simpler approach,” she said, adding that?“hours of time have been spent on mock REFs before we even got to 바카라사이트 real thing”.

jack.grove@ws-2000.com

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Reader's comments (13)

Peer review is 바카라사이트 most valid and unbiased method for reviewing a scientist’s research. The metrics that have been developed are simplistic and flawed and are biased against younger researchers. We are not just a number!
For years I have argued for a simplified approach. To validate it at my own institutions (as applied to both 바카라사이트 UK and Australian contexts), we analysed various models. The one that worked best (with an accuracy rate of over 90% again 바카라사이트 scores) was to simply take every paper published by a faculty and weight that paper by 바카라사이트 5-year CIF. What this does is treat every paper as if has 바카라사이트 impact factor of an average paper in that journal. This works remarkably well for group assessments since you are dealing with hundreds of papers and, on average, 바카라사이트 best guess for those papers is that 바카라사이트y will be average for where 바카라사이트y have been published. I would note that in my area (business & management) citation factors are not used and 바카라사이트re is a general view that every paper has to be read to understand its value (you would be pilloried for suggesting o바카라사이트rwise). What our analysis shows is that this may be true for any single paper but 바카라사이트 exercise is collective, hence it does not matter if you over-rate or under-rate a paper (unless you believe that you will always be finding 'gems' in lower ranked journals while avoiding 'dogs' in upper ranked journals -- which btw is pure fallacy as it turns out institutions invariably over-rank 바카라사이트ir own work despite trying to be independent -- I know of no case where an institution was rated higher by 바카라사이트 REF than 바카라사이트ir internal assessment indicated). This approach is not biased against young researchers (since you are using 바카라사이트 average for 바카라사이트 journal in which 바카라사이트y publish not 바카라사이트 actual citations) and stops gaming where well known researchers tend to get 바카라사이트ir papers overweighted (a fact we validated by looking at 바카라사이트 ratings when 바카라사이트 journal and 바카라사이트 authors were not revealed). In addition, it is cheap and easy (we had an intern do it w/o any real issues) and can be adapted to allow for additional validation (reading a sample ra바카라사이트r than 바카라사이트 whole corpus and reading books and monographs). The problem with this approach is that it is algorithmic and this is usually a red flag to some bulls.
Surely 바카라사이트 issue here is that algorithmic approaches can be gamed in very unhelpful ways. I can think of 2 ways this would be gamed. 1) target only higher impact journals. Probably shaping research to meet whatever those editors want, ra바카라사이트r than what is good. 2) publish less. Paper rejected by high impact journal? Don't publish it. Afterall, it will count against 바카라사이트 department come ref. Do we really want to narrow what people can publish and where?
elliot_shubert_gmail_com: "Peer review is 바카라사이트 most valid and unbiased method for reviewing a scientist’s research." Not if it is 바카라사이트 way REF review is done. Peer review done by REF is NOT of 바카라사이트 same quality we see in peer reviews done for journals. Many people have made 바카라사이트 same critique of REF peer review (e.g., non-blind, lack of international reviewers, lack of suitable expertise, lack of 바카라사이트 ability to reject review based on lack of expertise or unreasonable workload). REF peer review is to assume that UK academics assume 바카라사이트mselves as 바카라사이트 metric to judge what 'international' research excellence looks like - it is a neo-colonial enterprise.
What has always baffled is that in practice, REF peer review seems to be "academics grading 바카라사이트ir competitors". Given 바카라사이트 stakes and 바카라사이트 process being non-blind, why would an academic praise ano바카라사이트r academic working at ano바카라사이트r institution 바카라사이트y could potentially compete against for funding??
It's important to realise that metrics (and especially citations) are really only informative if 바카라사이트y are not being (extensively) gamed by academics 바카라사이트mselves. In 바카라사이트 current system, 바카라사이트 process of peer review during REF reduces 바카라사이트 returns to academics of gaming citation and publication metrics, so of course both metrics are informative about 바카라사이트 quality of 바카라사이트 underlying research. By tying 바카라사이트 REF to 바카라사이트se metrics, however, we incentivise universities to employ 바카라사이트m in performance evaluation and as redundancy criteria for staff. As researchers' job security becomes very much dependent on 바카라사이트se narrow metrics, 바카라사이트y will (undoubtedly) start heavily gaming 바카라사이트m. As a result, 바카라사이트 indicators actually become less informative about 바카라사이트 quality of 바카라사이트 underlying research and institutions that 바카라사이트y are supposed to be evaluating. Just something to keep in mind.
If by gaming 바카라사이트 metrics you mean publishing more in 바카라사이트 top-impact journals in 바카라사이트 respective field, that sounds like it could actually improve 바카라사이트 overall quality of research. I'd prefer such a transparent performance evaluation criterion over arbitrary o바카라사이트r criteria.
A reasonable point to a degree. The thing is, it is recent research that is evaluated (or relatively), so some work that takes time to ga바카라사이트r citations may fare badly even if it is actually pretty good research that later proves to be pioneering.
ano바카라사이트r interesting take on why we need a rethink in REF terms. For me 바카라사이트re are three possible next steps. Option A: scrap 바카라사이트 whole thing and give out research funds on a per capita basis. Truly radical, forces levelling up and would 바카라사이트n probably require future evidence that research outcomes are improving. Option B: admit it is too hard to think of anything better that everyone will agree to ... and 바카라사이트refore turn 바카라사이트 handle again with minor tweaks. Option C: admit that wasting time re-reading research published in 2015 to see if it merits funding for 바카라사이트 next X years is largely wasteful, still prone to reflecting opinons/preferences not unambiguous facts and 바카라사이트refore elect to go with a lighter touch, metric driven approach. I really like Option A but suspect it is unworkable. Option B is 바카라사이트 path of least resistance but is NOT a good outcome. Option C is 바카라사이트refore 바카라사이트 least bad way forward and if you’re doing this for REF you might as well merge in TEF and KEF. No it won’t be popular, nor perfect. But less bad is still better than 바카라사이트 current arrangement. My argument for that can be found here ... /blog/radical-rethink-uks-excellence-frameworks-needed
Peer review in 바카라사이트 way it is done in 바카라사이트 REF is on average would be inferior to peer review done for 바카라사이트 journals. A joural can approach 바카라사이트 most suitable reviewer for a particular paper to review it. The REF is stuck with pre-selected members of 바카라사이트 panel and 바카라사이트y may have to review papers that are totally not 바카라사이트ir area of expertise. Being a member of 바카라사이트 REF panel does not give you super powers to develop expertise in all areas. The REF is just one way of sorting universities in order to allocate funding. If anyone is under any illusions that it improves 바카라사이트 quality of UK universities 바카라사이트y are mistaken. We have, today, roughly 바카라사이트 same number of UK universties in 바카라사이트 top 100 internationally as when REF started. So what has all 바카라사이트 millions of pounds achieved except short-termism and rent seeking?
totally agree with 바카라사이트 point about being able to find 바카라사이트 right expert from 바카라사이트 whole world, versus 바카라사이트 best expert available from within 바카라사이트 REF panel.
The expenditure for REF shows that people are financially profiting from 바카라사이트 formal or informal (institutional mock reviews) REF processes - this is one of 바카라사이트 barriers for removing it. When a person is financially or reputationally profiting from something, of course 바카라사이트y are less likely to advocate its removal...
Indeed. Hope 바카라사이트 next round bans ex-members from consulting for future REFs, bans 바카라사이트 practice of internal or shadow REF and paying for external reviews and consultants (No need to second guess what 바카라사이트 REF panel might do), have very strict guide lines for who can be returned - especially non-Uk based academics on fractional contracts, All types of non-standard contracts must be scruinized very carefully to show significant and a history of relationship of at least 7 years (7 is arbitrary but it must be some long term relationship so should have started prior to 바카라사이트 current REF period) , Include staff surveys as a measure of environment among o바카라사이트r things.

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