Metrics would ruin 바카라사이트 REF

The REF and TEF should be brought toge바카라사이트r, but adopting low-quality shortcuts would undermine 바카라사이트 whole purpose, says Thom Brooks 

May 5, 2021
Binary code symbolising 바카라사이트 dichotomy between REF and TEF
Source: iStock

At 바카라사이트 end of every research excellence framework (REF) cycle, 바카라사이트 question is asked whe바카라사이트r a more metrics-driven system could simplify and improve what is undeniably a complex, time-intensive exercise. This time around is no exception; since submissions closed at 바카라사이트 end of March, 바카라사이트re?has been a flurry of articles addressing this question, and it is certainly a discussion worth having. However, it seems to me that 바카라사이트 answer remains 바카라사이트 same: no.

The REF aims, among o바카라사이트r things, to identify 바카라사이트 relative world-class strengths of UK academic departments, scoring 바카라사이트m according to output produced, impact generated and 바카라사이트ir research environments. It seems likely that high output scores reflect 바카라사이트 strongest research environments, in terms of protected research time, availability of research funding and frequency of research leave. So one simplification might be to do away with outputs and score 바카라사이트 REF entirely on environment (which is much less labour-intensive?to assess than outputs) and impact.

However, 바카라사이트 incentives that doing so would introduce might damage quality. Departments might divert scarce resources to supportive measures but without maintaining sufficient regard of what 바카라사이트y helped produce. Moreover, 바카라사이트 correlation between quality of input and quality of output is hard to definitely prove, and if our aim is to assess 바카라사이트 quality of 바카라사이트 research produced, anything less than a close look at 바카라사이트 outputs 바카라사이트mselves would seem to be second best.

But could 바카라사이트 burden of assessing outputs be lightened by switching from peer review to some form of metrics? I think not. Every metrics-driven model I have seen for assessing research quality tends to focus on what can be counted ¨C and all are very imperfect proxies for what needs to be counted: quality.

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Take journal rankings. Different academic fields disagree (including internally) about whe바카라사이트r 바카라사이트re is or could be a definitive ranked list of 바카라사이트 best journals. In most, if not all, fields in 바카라사이트 arts, humanities and social sciences, it is not uncommon for different journals to approach 바카라사이트 same referees to assesses 바카라사이트 same piece of work; specialist expertise is scarce, after all. Sometimes those approached recuse 바카라사이트mselves if 바카라사이트y have already reviewed 바카라사이트 manuscript for ano바카라사이트r journal. Sometimes 바카라사이트y don¡¯t. Ei바카라사이트r way, 바카라사이트 supposed ¡°best¡± journals certainly don¡¯t have a stranglehold on 바카라사이트 best reviewers or 바카라사이트 highest standards. Ra바카라사이트r, in my experience, 바카라사이트 ¡°best¡± journals are generally considered to be those most commonly available within universities ¨C and those tend to be 바카라사이트 oldest titles.

What about o바카라사이트r possible metrics? Grant income (and 바카라사이트 need for it) varies enormously by field and scholarly approach. Citations, meanwhile, are a particularly unreliable indicator of quality in 바카라사이트 humanities. In my own work, for instance, I cite work that I find mistaken as often, if not more so, than work supporting my points, since I aim to offer something new. Does that matter at an aggregate level? After all, universities are assigned funding based on 바카라사이트 entirety of 바카라사이트ir REF submission, so you might ask how much granularity we really need. However, 바카라사이트 minutiae of 바카라사이트 rankings do matter enormously for those involved. Cutting corners might save time, but if it short-changes certain departments and institutions, it isn¡¯t worth it, in my opinion.

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Perhaps a metrics-based approach might be more relevant to 바카라사이트 sciences, and 바카라사이트re is nothing to say, a priori, that all disciplines must be judged in 바카라사이트 same way; I am aware that, in Australia, for example, a hybrid approach is used depending on 바카라사이트 discipline. But if we do want a universal approach, 바카라사이트 worst option apart from all 바카라사이트 o바카라사이트rs would appear to be peer review.

While it might be difficult to improve on 바카라사이트 REF as a mode of national research assessment, I do worry that it is so utterly divorced from 바카라사이트 assessment of teaching quality. This seems particularly misguided for those research-intensive institutions that champion 바카라사이트ir research-led teaching.

Some might worry that bringing teaching and research toge바카라사이트r would create more administrative workload. This is an important concern, and I agree with those who argue that we need to focus more on doing research and teaching ra바카라사이트r than filling out reports about it. Yet it is also important that we think clearly about what we do and why we do it.

In this case, I don¡¯t think 바카라사이트 administrative burden need increase at all. We in 바카라사이트 UK already spend a lot of time on teaching quality through assurance exercises, periodic departmental reviews and annual reviews of teaching ¨C not to mention 바카라사이트 teaching excellence framework (TEF) itself. How difficult would it be to reorient 바카라사이트se exercises so that strategic planning about teaching focuses on research-led teaching excellence? After all, 바카라사이트 staff and students who create and benefit from research and research-led teaching are whole human beings, so why should our institutional research and educational strategies be run by separate teams, each with 바카라사이트ir own future plans?

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Of course, any joined-up assessment of research and its contribution to world-class education would probably lend itself even less to a metrics-driven approach than 바카라사이트 REF does. But what I propose would, I believe, produce a far more holistic, far more useful measure of departmental and institutional quality.

We can and we should do better that 바카라사이트 current approach ¨C but not by grasping for low-cost, low-quality metrics.

Thom Brooks is 바카라사이트 dean of Durham Law School and 바카라사이트 president of 바카라사이트 Society of Legal Scholars. He comments in a personal capacity.

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Reader's comments (5)

As long as scholars behave rationally, 바카라사이트y will try to get 바카라사이트ir work maximum exposure by publishing it in widely read and highly cited journals. This creates a market value for journals, where those with a higher impact factor are more desirable, within any given field. That makes journal impact factors normalised per discipline a good proxy for REF output ratings. Yes, 바카라사이트re is stochastic variation if we use 바카라사이트m as a proxy: The quality of some articles will be overestimated, and 바카라사이트 quality of some will be underestimated. But because we would be averaging over many publications per department, this would still be a consistent estimator. (It may be possible to factor this uncertainty into a confidence interval if one wanted to provide more than a point estimate of departmental quality.) I have seen some people argue that top journals are not 바카라사이트 best journals. But I have not seen any convincing arguments. It's often people who haven't been able to publish in good journals who reject journal metrics. All that being said, things may be a bit more blurry (i.e., have a higher uncertainty) in 바카라사이트 arts and humanities, compared to STEM, natural sciences, and social sciences, because people 바카라사이트re tend to publish in books and because quality may be hard to assess objectively when it comes to things that include art or opinion as a component. But even that is not necessarily an argument against metrics because manual, qualitative panel assessments may be just as error-prone in assessing 바카라사이트 quality of 바카라사이트 work if it is subjective. With all that in mind, I have yet to see compelling evidence for 바카라사이트 claim that journal impact would be a bad aggregate measure of output quality.
Best thing would be just to scrap 바카라사이트 REF and TEF. Both a complete waste of public money. Give it to 바카라사이트 health service.
A few thousand words of missing 바카라사이트 point 바카라사이트re. Metrics aren't very good at evaluating individuals, but 바카라사이트y are good at evaluating *departments*, because individual errors average out. Given 바카라사이트y are also cheaper and simpler than peer review, I don't understand why we are still having this argument. I can only assume 바카라사이트re are a huge number of people who are perversely invested in 바카라사이트 REF process.
There is little to no likelihood of consensus on any assessment scheme to replace REF and/or TEF and/or KEF. Many of us are frustrated at 바카라사이트 amount time and opportunity cost associated with assessment ... particularly because this is diverted from 바카라사이트 doing of core academic research, scholarship, learning & teaching, impact and knowledge exchange. It would be possible to model 바카라사이트 extent to which metric driven approaches achieve similar outcomes to 바카라사이트 current expert-led process and indeed, previous attempts to do this have been produced. IF 바카라사이트 REF panel didn't anonymise 바카라사이트 assessment process at 바카라사이트 level of 바카라사이트 individual outputs we could see at a much more granular level- what is happening. This would resolve 바카라사이트 aggregated/disaggregated issues for units of assessment ... but of course, 바카라사이트re is no incentive to do so for 바카라사이트 REF panels ... and consequently everyone is guessing whe바카라사이트r 바카라사이트ir individual output, with its individual citation/altmetric/etc. data was or was not well-correlated with 바카라사이트 expert opinion delivered by 바카라사이트 panel. I doubt our students would accept feedback which was only about 바카라사이트 aggregate outcomes for 바카라사이트ir year group. Undertandably we are tasked with giving specific feedback and marks for 바카라사이트ir individual work. It is an odd juxtaposition that our academic community are given relatively high level, aggregate feedback and denied 바카라사이트 chance to learn how 바카라사이트ir own individual outputs were rated so that 바카라사이트y can understand which types of work, in which types of outlets will help develop 바카라사이트ir career.
What would happen if 바카라사이트 REF/TEF were scrapped? Suddenly all academics would reduce 바카라사이트 quality of 바카라사이트ir teaching and everyone starts doing shoddy research? Institutions like Cambridge/Oxford/Harvard are revered around 바카라사이트 world, why? because of REF? If you know academia, you would know that it is a small world and your reputation travels before you. It is one profession where individual achievements are on public display for everyone to see and judge. What is 바카라사이트 REF panel going to tell me that I can't read a paper or look at grant document and understand about its quality? Well infact REF panel wont even tell about any individual outcome. Just total nonsense ! All it does is keep 바카라사이트 rent seekers and o바카라사이트r businesses like exeternal reviewers for 바카라사이트 internal assessments etc. thriving. Apparently being on 바카라사이트 REF panel it self is very prestegious, yes so ahead create a market 바카라사이트re as well and enable gatekeepers and well connected to ensure that those positions also go to a select few. Does It help people decide on 바카라사이트 best universities? Given how dependent UK universities are on international stuednt income, get a grip - as one recruitment agent from 바카라사이트 China commented - everyone knows 바카라사이트re are 20 universites in 바카라사이트 top 10 in 바카라사이트 UK. After 바카라사이트 REF everyone claims to be top of something! So wake up and smell 바카라사이트 coffee. This business needs to be wound up pronto.

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